| |
Given below is a list of
types of intermediaries/service providers in the
financial market. The names of the relevant regulatory bodies are given in the second column.
For address, email ID and website
address of any regulatory body, please click on its name. |
| |
| ENTITY |
REGULATOR |
| AUDITORS |
ICAI/CAG
|
| BANKS |
RBI
|
| BANKS - ISSUE COLLECTION |
SEBI
|
| CHIT FUNDS |
RBI
|
| COMPANIES - ALL |
MCA/ROC
|
| COMPANIES - LISTED |
MCA/ROC/SEBI/SE
|
| COMPANY SECRETARIES |
ICSI
|
| CO-OPERATIVE BANKS |
RBI
|
| CREDIT RATING AGENCIES |
SEBI
|
| CUSTODIAL SERVICES |
SEBI
|
| DEBENTURE TRUSTEES |
SEBI
|
| DEPOSITORIES |
SEBI
|
| DEPOSITORY PARTICIPANTS |
SEBI
|
| FINANCIAL & INVESTMENT CONSULTANTS |
-
|
| FOREIGN BROKERS |
SEBI
|
| FOREIGN DEBT FUNDS |
SEBI
|
| FOREIGN INVESTMENT INSTITUTIONS |
SEBI
|
| INSURANCE BROKERS/ AGENTS |
IRDA
|
| INSURANCE COMPANIES |
IRDA
|
| INVESTMENT BANKERS |
SEBI
|
| INVESTOR ASSOCIATIONS |
SEBI
|
| MUTUAL FUND BROKERS/ AGENTS |
AMFI/SEBI
|
| MUTUAL FUNDS & ASSET MANAGEMENT COMPANIES |
SEBI
|
| NBFCs |
RBI
|
| NEWSPAPERS & MAGAZINES |
PCI
|
| PLANTATION COMPANIES |
SEBI
|
| PORTFOLIO MANAGERS |
SEBI
|
| PRIMARY DEALERS |
RBI
|
| RADIO |
MIB
|
| REGISTRARS & SHARE TRANSFER AGENTS |
SEBI
|
| SOLICITORS & LEGAL ADVISORS |
BCI
|
| STOCK BROKERS |
SEBI
|
| STOCK EXCHANGES |
SEBI
|
| SUB-BROKERS |
SEBI
|
| TV |
MIB
|
| VENTURE CAPITAL FUNDS |
SEBI
|
